“Violence is the last refuge of the incompetent,” or so said Isaac Asimov through Salvor Hardin, a character in the Foundation trilogy. With all respect to an excellent epigrammatist (and apologies to Ambrose Bierce who I’m paraphrasing), it isn’t the last refuge, it is the first.
While physical violence in the workplace is, of course, generally frowned upon, its close relative, punishment (also known as disciplinary action, probation, or the ever-popular “holding employees accountable”) is not just commonplace, but encouraged.
“We have to hold people accountable!” This, the sum and substance of root cause analysis in popular culture today, is our new panacea. Never mind that there’s no unbiased evidence demonstrating that lack of accountability is the root cause of very many problems. Never mind that when organizations instead focus on fixing processes and systems, the rate at which problems crop up plummets, nearly every time.
Never mind all that. We have to hold someone accountable, even if that someone is just a scapegoat. Which in all likelihood it will be, because that’s all we ask of the real culprit — the person responsible for the integrity of the broken process. We ask only that he or she “hold someone accountable,” meaning performing some act of public punishment.
If there’s a problem, someone must be at fault. The not-holding-people-accountable explanation is, as a result, doubly satisfying, since it lets us blame one person for the problem itself and a second for failing to punish the first. The result: The real culprit cries “We need to hold people accountable,” as well, using the phrase to avoid his or her own accountability, and as a fringe benefit also avoiding the hard work of identifying and fixing the real problem.
When something goes wrong and you perform a root cause analysis, there are five places to look. Most often the problem lies with your systems and processes — how employees go about performing whatever business function is involved. Holding someone accountable means insisting whoever is responsible for the system or process in question figure out what about it allowed the problem to happen and make the necessary changes to prevent a recurrence.
Systems and processes are far from the only source of problems, though. Two other common ones are that the organizational structure or corporate culture … core responsibilities of leadership … preclude the behaviors needed to prevent problems from occurring. Another is substandard tools and technologies, which can absorb a lot of an employee’s time and attention. You can, and perhaps should hold people accountable for overcoming these sources of difficulty. Just keep in mind that what you’re really doing is holding them accountable for overcoming barriers you put in their path, rather than holding yourself accountable for removing the barriers.
Yes, sometimes the root cause of a problem really is the result of an employee just flubbing an assignment. Your next task still isn’t finding a punishment that fits the crime. It’s finding out what caused the employee to flub the assignment. If the cause was insufficient training, excessive workload, or conflicting work direction (often the result of “matrix management” — a structural flaw), holding the employee accountable won’t fix anything. You might address a symptom temporarily, but address the root cause? Not a chance.
If the cause was bad character or simple, chronic incompetence, you also won’t fix it by holding the employee accountable. You’ll fix it by separating the employee from his or her job, terminating bad employees and reassigning incompetent ones to roles better suited to their aptitudes, if that’s possible.
Nothing ever get fixed by holding employees accountable as the phrase is usually used. Punishment rarely accomplishes anything, and the threat of punishment results in blamestorming sessions that preclude discovery of the actual source of the difficulty. Even when the phrase is used properly, meaning you insist the responsible employee fix the problem and prevent future recurrences, it’s only a cure for a very specific, limited set of causes.
So when a problem arises because of a lack of diligence, attention to detail, or persistence on the part of an individual employee, by all means hold that employee accountable. In any other situation, you’re just taking the lazy way out. That’s a bad idea.
Because someone might hold you accountable for it.
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In trying to understand what can be done to improve, you mention that “Most often the problem lies with your systems and processes”, as if that is the end of the trail. I agree that it’s not commonly the individual contributor employee, but isn’t some employee responsible for making sure the systems and processes are well-tuned to getting the desired outcomes? If your point is that “blaming down” doesn’t fix most things, I certainly agree. “Holding management accountable for managing” could perhaps be done more diligently.
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